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Chiicago Board Optiions Exchange Annuall Report 2003 - page 26 / 28

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E X E C U T I V E O F F I C E R S A N D STA F F O F F I C I A L S

EXECUTIVE

William J. White, Jr.

William J. Brodsky

Vice President

Chairman and Chief

Member Trading Services

Executive Officer

CIVIC AND

Mark F. Duffy

GOVERNMENTAL

Vice Chairman

AFFAIRS

Amy Zisook

Edward J. Joyce

Vice President

President and Chief

Operating Officer

C O R P O R AT E

COMMUNICATIONS

BUSINESS

Carol E. Kennedy

DEVELOPMENT

Vice President

Edward L. Provost

Executive Vice

CORPORATE PLANNING

President

AND RESEARCH

Richard G. DuFour

Thomas A. Brady

Executive Vice

Vice President

President

Member Trading

Services

Joseph Levin

Vice President

Daniel R. Hustad

Research and Product

Vice President

Development

Market Quality and

Assurance and DPM

FINANCE AND

Administration

ADMINISTRATION

Alan J. Dean

Matthew T. Moran

Senior Vice President

Vice President

and Chief Financial

Institutional Marketing

Officer

Debra L. Peters

Donald R. Patton

Vice President

Controller and

The Options Institute

Vice President

Accounting

James P. Roche Vice President Market Data Services

Deborah Woods Vice President Human Resources

LEGAL Joanne Moffic-Silver General Counsel and Corporate Secretary

Arthur B. Reinstein Deputy General Counsel

J. Patrick Sexton Assistant General Counsel

REGULATORY SERVICES Timothy H. Thompson Senior Vice President and Chief Regulatory Officer

Douglas Beck Vice President Market Monitoring

Lawrence J. Bresnahan Vice President Financial and Sales Practice Compliance

CLEARING MEMBER FIRMS

A A Sage Corporation ABN AMRO, Inc. ABN AMRO Sage

Corporation A.G. Edwards &

Sons, Inc. Advest, Inc. Banc One Capital

Markets, Inc. Bank of America

Securities, LLC Bear Stearns

Securities Corp. BNP Securities

(U.S.A.), Inc. BNY Clearing

Services, LLC BNY ESI & Co. Inc. Botta Capital

Management, LLC Carr Futures, Inc. Charles Schwab & Co.,

Inc. CIBC World

Markets Corp.

Compass Execution

Services, LLC Credit Suisse First

Boston Corporation Deutsche Bank Alex

Brown, Inc. Donaldson Lufkin &

Jenrette Securities Corporation/Pershing Division E.D. & F. Man International, Inc. E.D. & F. Man

International, Inc./Retail Customer Electronic Brokerage

Systems, LLC Fahnestock & Co., Inc. FIMAT, USA, Inc. First Clearing, LLC First Options of

Chicago, Inc. Goldman, Sachs & Co. Herzog, Heine,

Geduld, Inc. ING Barings Corp.

Instinet Clearing

Services Inc. Interactive Brokers,

Inc./Timber Hill

  • J.

    J.B. Hilliard, W.L. Lyons, Inc.

  • J.

    P. Morgan Securities, Inc.

  • K.

    A., Division of First Options of Chicago, Inc.

Knight Execution

Partners, LLC K.V. Execution

Services, LLC La Branche Financial

Services, Inc. Ladenburg, Thalman

& Co., Inc. Lakeshore Securities, L.P. Lehman Brothers, Inc. Legent Clearing

Corporation Lek Securities

Corporation LIT, Division of First

Options of Chicago, Inc.

24

  • CBOE 2003

Richard Lewandowski Vice President Regulatory Services

Margaret Williams Vice President Market Regulation

SYSTEMS Gerald T. O’Connell Executive Vice President and Chief Information Officer

Curt Schumacher Vice President and Chief Technology Officer Systems Operations

TRADING OPERATIONS Philip M. Slocum Senior Vice President

Gail Flagler Vice President Reporting Services

James J. Neceda Vice President Systems Development

John T. Johnston Vice President Execution and Reporting Services

Mark S. Novak Vice President and Chief Technology Officer Systems Development

Thomas P. Knorring Vice President Trade Processing

Larry L. Pfaffenbach Vice President Systems Planning

Anthony Montesano Vice President Trading Systems Development

Roberta J. Piwnicki Vice President Systems Development

Michael Todorofsky Vice President Market Operations

Gautam Roy

Timothy T. Watkins

Vice President

Vice President

Software

Trading Systems

Development

Merrill Lynch, Pierce,

Raymond James &

Fenner & Smith, Inc. Merrill Lynch

Professional Clearing Morgan Keegan &

Company, Inc. Morgan Stanley &

Company, Inc. Morgan Stanley Dean

Associates, Inc. RBC Dain Rauscher, Inc. RBC Dominion

Securities Corporation Refco Securities, LLC Robert W. Baird & Co., Inc. Salomon Brothers, Inc. Salomon Smith Barney,

Witter Inc. National Financial

Inc. SG Cowen Securities

Services, LLC National Investor

Corporation SLK-Hull Division of

Services Corp. Nomura Securities

International, Inc. O’Connor & Company,

First Options Inc. Spear, Leeds & Kellogg Stephens, Inc. Stifel, Nicolaus &

LLC PaineWebber, Inc. PAX Clearing

Corporation PAX Clearing Corp.-AB Penson Financial

Services, Inc. Preferred Capital

Company, Inc. Timber Hill, LLC TradeLink, LLC UBS Warburg, LLC U.S. Clearing Corp. Wachovia Securities, LLC Weiss, Peck & Greer, LLC Ziv Investment

Markets, Inc.

Company

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