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Unit Standard No.12164Page 34

ACTIVITY SHEET 1C

RESEARCH / SELF REFLECTION and then GROUP REFLECTION

Make a note of some examples of legislation (which relate to the core function of your business – i.e. Financial Services) to which you have to comply with in your environment.  Then list why the legislation you have noted exists and what it aims to achieve.   You may have to speak to the Compliance or Legal Division of your organisation to get this information.  

Finally, discuss in your groups.

LEGISLATION

WHY / WHAT AIMS TO ACHIEVE?

GENERIC/SPECIFIC

INSMAT final materials31/10/03

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