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Unit Standard No.12164Page 48

1.

GENERAL CODE OF CONDUCT FOR AUTHORISED FSP’S AND REPRESENTATIVES

Provides detail on Code of Conduct for authorised FSP’s and their representatives

2.

SPECIFIC CODE OF CONDUCT FOR AUTHORISED FINANCIAL SERVICES PROVIDERS AND REPRESENTATIVES CONDUCTING SHORT-TERM DEPOSIT-TAKING BUSINESS

Provides detail on Code of Conduct for authorised FSP’s and their representatives involved in Short Term Deposit Taking business

3.

DETERMINATION OF PROCEDURE FOR APPROVAL OF KEY INDIVIDUALS

Provides detail on rules of procedure for approval of Key Individuals

4.

FINANCIAL ADVISORY AND INTERMEDIARY SERVICES REGULATIONS

Provides detail on regulations to the Act

5.

DETERMINATION OF FEES PAYABLE TO THE REGISTRAR OF FSP’S

INSMAT final materials31/10/03

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