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Unit Standard No.12164Page 82

TASK SHEET 2.12

GROUP REFLECTION:

Relate these role-players back to your environment and research who the actual individuals are within your environment.

ROLE PLAYER (FAIS)

PERSON IN YOUR ORGANISATION

FUNCTION OF THAT PERSON

Compliance Officer

John Doe

Responsible for the full compliance function of the organisation.

Submits compliance reports as per FAIS to the FSB

Auditor

Representatives

FSP

Key Individuals

Completed By:

Signed

Date

Assessed BY

:

Signed

Date

Moderated By

Signed

Date

Comments

INSMAT final materials31/10/03

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