Unit Standard No.12164Page 86
This is the regulatory body which issues the licence to be an authorised FSP
FINANCIAL SERVICES BOARD
FINANCIAL SERVICES PROVIDER
These persons are not part of the licencing process and their details do not have to be submitted by the FSP
Details of KI go into the application to be an authorised FSP must be fit & proper
This is the body which applies to become an authorised FSP, either directly to the FSB or via a recognised body
Details of the Compliance Officer go into the application to be an authorised FSP
Details of the External Auditor go into the application to be an authorised FSP.
This is a body that applies to the FSB to become a recognised body to assist with the licencing of FSP’s.
INSMAT final materials31/10/03