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Unit Standard No.12164Page 89

TASK SHEET 3.2

RESEARCH:

Depending on the type of FSP within which you operate (i.e. FSP I, II or III), investigate the other pieces of legislation (apart from FAIS) which would apply to each type of FSP.  In collecting such information, you may wish to interview members of the Compliance function within your organisation.

TYPE OF FSP (FSP I, II OR III)

OTHER LEGISLATION WHICH APPLIES (OTHER THAN FAIS)

Completed By:

Signed

Date

Assessed BY

:

Signed

Date

Moderated By

Signed

Date

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INSMAT final materials31/10/03

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