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Edgar Filing: TIDELANDS OIL & GAS CORP/WA - Form 10-K - page 41 / 83

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Edgar Filing: TIDELANDS OIL & GAS CORP/WA - Form 10-K

New Century House International Fin. Ser.Ctr. Mayor Street Lower Dublin 1 Republic of Ireland

M.A.G. Capital, LLC(1) 555 S. Flower St. Suite 4500 Los Angeles, CA 90071

3,371,710 (7) Common Stock Warrants

Robinson Reed AV.DU Leman 8B CH-1003-Lausanne Switzerland

200,000 (8) Common Stock Warrants

Rhone International (2) 19 Blvd. Geoorges-Favon CH-1204 Geneva Switzerland

46,710 (9) Common stock Warrants

David F. Firestone (1) 555 S. Flower St Suite 4500 Los Angeles, CA 90071

6,532,238 (1) Common Stock Warrants

Impact International, LLC(3) 111 W. 5th St. Ste.720 Tulsa, OK 74103

9,829,500

Michael Ward (10) 1862 W. Bitters Rd. San Antonio, TX78248

6,317,038

22,748,841(11)

Common

Common

Common

Common

Total

4.29%

0.25%

0.04%

8.32%

12.52%

8.04%

28.98 %

Notes:

(1) Mercator

Momentum Fund, LP, Mercator

Momentum Fund III, LP, Monarch Pointe

Fund, Ltd., MAG Capital,

LLC,

Reed

and

David

F.

Firestone

formerly

Mercator Advisory

are

referred

to

"Reporting

Group, LLC, Persons".

Robinson Mercator

  • -

    34-

Momentum Fund,

LP,

MAG Capital,

LLC,

purchase share

s of

Mercator Momentum Fund I

formerly Mercator our common stock.

Advis The r

of

the

shares

Momentum Fund

beneficially owned by Mer III, LP, Monarch Pointe Fund,

case,

shared

Capital,

LLC

among either and David F.

of the three fun

Firestone.

The

the warrants would result outstanding Exchange Act of more than

i c o 9

contain

provisions

prohibit

n

the

Reporting

Persons

ownin

ommon stock f 1934. The .99% of our

as determined un Reporting Persons outstanding commo

II, LP, Monarch Pointe ory Group, LLC, each ho

ight to vote and

the ri

cator

Momentum

Fund,

Ltd. and Robinson Ree ds, as applicable, a documentation governin ing any exercise of the g beneficially more tha

der

Section

13(d)

of

t

have never had benefic n stock.

Fund, Ltd. and ld warrants to ght to dispose LP, Mercator d are, in each nd both M.A.G. g the terms of warrants that n 9.99% of the

he ial

Securities ownership

(2) Edward Kar

r has voting and dispositive

(3) Robert May LLC.

has voting and dispositive

control over Rhone Inte

rnational.

authority over Impact

International,

(4) Mercator

Momentum

Fund,

LP is a private

investment

limited

partnership

41

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