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or a third party’s benefit ¾ Misrepresentation or representation that may mislead the public in material

respects ¾ Other acts prohibited by decrees that may harm investors

  • The distributor’s officers and employees are bound by the Distribution Rules.

  • The distributor may not use information about the assets of the indirect investment securities for distribution of its own assets or other indirect investment securities distributed by the Distributor.

  • The asset manager may not use information about indirect investors gained in the course of the distributor’s distribution of indirect investment securities per Article 55 of the IIAMBA for sale of indirect investment securities under Article 4(3) of the IIAMBA.

  • Officers and employees of the distributor must receive training pursuant to the enforcement decrees of the IIAMBA.

  • The Asset Management Association of Korea may formulate standard distribution

rules for distributors pursuant to Article 57(1) of the IIAMBA

  • III.

    Trustee

    • 1.

      Overview of the Trustee

  • Name: Hong Kong And Shanghai Banking Corporation Limited, Seoul Branch

  • Address: 25, Bongnae dong 1ga, Chung-gu, Seoul

  • Company History

Dates

History

1986

Merged Midland 200

1998

Opened Samsung-Dong Branch

1999

Opened Apgujung-Dong Branch

2000

Opened Bundang Branch and Seocho Branch

2001

Opened Bangbae-Dong Branch

  • 2.

    Main Responsibilities

    • Maintenance and management of trust fund assets

    • Acquisition and disposal of assets per the asset manager’s instructions

    • Payment of redemption price and proceeds per the asset manager’s instructions

    • Monitoring of the asset manger’s asset management instructions

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