12. Mr. David Fredrickson
Assistant General Counsel, U.S. Securities and Exchange Commission.
1997- Present -- Legal and Policy Advisor to the Commission, Division of Corporation Finance and Office of Chief Accountant in all aspects of SEC work, including regulation, legislation and enforcement.
Most recently, counseled the Commission and staff on the implementation of the Sarbanes-Oxley Act of 2002.
1994-1997 - Attorney in the SEC Division of Enforcement.
1986-1994 - private practice of law, specializing in commercial and securities litigation.
Graduated University of California Berkeley 1982 (B.A.); Georgetown University Law Center, 1986 (J.D.).
A Regional Seminar on the Development on Non-Bank Financial Institutions in Latin America Region
12/4/2002Page 15 of 49