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13. Mr. Gene Gohlke

Office of Compliance, Inspections and Examinations U.S. Securities and Exchange Commission  

Gene A. Gohlke is Associate Director for Investment Company and Adviser Compliance in the Securities and Exchange Commission's Office of Compliance Inspections and Examinations. In this position, he is responsible for managing the Commission's program for the examination of registered investment companies and investment advisers. From June to November 1989, Mr. Gohlke was Acting Director of the Division of Investment Management. Prior to becoming Associate Director in 1986, Mr. Gohlke held a variety of financial and accounting positions in the Division of Investment Management. Mr. Gohlke has been a member of the Commission's staff since 1975. Prior to joining the Commission's staff, Mr. Gohlke was on the staff of a management consulting firm, worked as an adviser for the U.S. Agency for International Development on improving financial management systems for government-owned companies, and was an Assistant Professor of Accounting at the University of Wisconsin. Mr. Gohlke has Ph.D and MBA degrees in Business Administration from the University of Wisconsin. He is a Certified Public Accountant and a member of the American Institute of Certified Public Accountants and the Wisconsin Institute of Certified Public Accountants.

A Regional Seminar on the Development on Non-Bank Financial Institutions in Latin America Region

Santiago- Chile

12/4/2002Page 16 of 49

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