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GARY L. GASTINEAU

382 Springfield Avenue, Suite 206

Summit, New Jersey 07901

Phone:(908) 598-0440

Fax:(908) 598-0467

Email:gary@etfconsultants.com

Professional experience

12/04 – Present   Managed ETFs LLC

Co-Founder and Managing Member

Developed a structure and efficient investment process for actively managed exchange-traded funds and improved index ETFs. In August 2005, Managed ETFs and Managed Shares Trust jointly filed an application for an order from the SEC for exemption from certain provisions of the Investment Company Act of 1940 to permit the issuance of the first full-function actively managed exchange-traded funds.

5/03 – Present  ETF CONSULTANTS LLC

Managing Member

Established ETF consulting firm to provide advice and services to ETF issuers, exchanges and markets where ETFs trade, market makers, fund research organizations, and investment advisors. Services include index and fund design, evaluation of and improvement in ETFs and ETF market quality, trading support, research development and design of ETF derivatives.

6/05 – 4/10  H.G.  Wellington, Inc., Dickerson Division

Senior Portfolio Manager

6/05 – 4/10        Skyhawk Management, LLC

Director

Money management organizations that use exchange-traded funds in investment strategies.

5/02 – 5/03  ETF ADVISORS, LP

Managing Director

Responsible for creation and development of fixed-income and equity-based exchange-traded funds and related products.

3/00 – 5/02NUVEEN INVESTMENTS

Managing Director/Exchange-Traded Fund Product Development

Responsible for development and launch of Nuveen’s planned entrées in the open-end exchange-traded fund market. Activities range from development of first-generation index funds to legal and structural work on actively-managed funds.

7/95  – 3/00AMERICAN STOCK EXCHANGE

Senior Vice President/New Product Development

Headed New Product Department.   Major achievements included obtaining SEC approval for launch of equity flex options and options on exchange-traded funds (ETFs) without position limits and launch of new ETFs developed with various sponsors.

6/94 – 3/95S.G. WARBURG & CO., INC.

1

6/3/10

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