GARY L. GASTINEAU
382 Springfield Avenue, Suite 206
Summit, New Jersey 07901
12/04 – Present Managed ETFs LLC
Co-Founder and Managing Member
Developed a structure and efficient investment process for actively managed exchange-traded funds and improved index ETFs. In August 2005, Managed ETFs and Managed Shares Trust jointly filed an application for an order from the SEC for exemption from certain provisions of the Investment Company Act of 1940 to permit the issuance of the first full-function actively managed exchange-traded funds.
5/03 – Present ETF CONSULTANTS LLC
Established ETF consulting firm to provide advice and services to ETF issuers, exchanges and markets where ETFs trade, market makers, fund research organizations, and investment advisors. Services include index and fund design, evaluation of and improvement in ETFs and ETF market quality, trading support, research development and design of ETF derivatives.
6/05 – 4/10 H.G. Wellington, Inc., Dickerson Division
Senior Portfolio Manager
6/05 – 4/10 Skyhawk Management, LLC
Money management organizations that use exchange-traded funds in investment strategies.
5/02 – 5/03 ETF ADVISORS, LP
Responsible for creation and development of fixed-income and equity-based exchange-traded funds and related products.
3/00 – 5/02NUVEEN INVESTMENTS
Managing Director/Exchange-Traded Fund Product Development
Responsible for development and launch of Nuveen’s planned entrées in the open-end exchange-traded fund market. Activities range from development of first-generation index funds to legal and structural work on actively-managed funds.
7/95 – 3/00AMERICAN STOCK EXCHANGE
Senior Vice President/New Product Development
Headed New Product Department. Major achievements included obtaining SEC approval for launch of equity flex options and options on exchange-traded funds (ETFs) without position limits and launch of new ETFs developed with various sponsors.
6/94 – 3/95S.G. WARBURG & CO., INC.