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Repealed by LN. 2013/198 as from 1.1.2014 - page 2 / 94

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1989-47

Financial Services (Investment and Fiduciary Services)

Repealed Subsidiary 2007/002

FINANCIAL SERVICES (CAPITAL ADEQUACY OF INVESTMENT FIRMS) REGULATIONS 2007

FINANCIAL SERVICES ACT 1989

Arrangement of Regulations

Regulation

Part I Preliminary

  • 1.

    Title and commencement

  • 2.

    Interpretation

  • 3.

    Application of these Regulations

Part II Capital requirements

  • 4.

    Competent Authority

  • 5.

    Obligation to hold initial capital

  • 6.

    Own funds of Gibraltar investment firm

Part III Trading book

7.

Trading book

Part IV Own funds

  • 8.

    Interpretation

  • 9.

    Assessment of own funds

  • 10.

    Subordinated loan capital

  • 11.

    Illiquid assets

  • 12.

    Other provisions concerning own funds

Part V Provision against risks

  • 13.

    Calculation of risk-weighted exposure

  • 14.

    Provision against risks

  • 15.

    Specific risk

  • 16.

    Exemption concerning own funds

  • 17.

    Further exemption on own funds

Part VI

© Government of Gibraltar (www.gibraltarlaws.gov.gi)

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