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Repealed by LN. 2013/198 as from 1.1.2014 - page 3 / 94

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Financial Services (Investment and Fiduciary Services)

FINANCIAL SERVICES (CAPITAL ADEQUACY OF INVESTMENT FIRMS) REGULATIONS 2007 Application of requirements on a consolidated basis

  • 18.

    Waiving of consolidation of capital requirements

  • 19.

    Reporting of risks

  • 20.

    Exemption from consolidated capital requirements

  • 21.

    Further exemption from consolidated capital requirements

Part VII Calculation of consolidated requirements

  • 22.

    Offsetting of trading book etc.

  • 23.

    Discretion relating to own funds

Part VIII Monitoring and control of large exposures

  • 24.

    Monitoring of large exposures

  • 25.

    Exposure to individual clients

  • 26.

    Overall exposure to individual clients

  • 27.

    Exposure on the non-trading book

  • 28.

    Control over exposures

Part IX Miscellaneous

  • 29.

    Valuation of positions for reporting purposes

  • 30.

    Risk management and capital assessment

  • 31.

    Reporting requirements

  • 32.

    Supervision

  • 33.

    Co-operation with other authorities and EBA

  • 34.

    Disclosure

  • 35.

    Further provisions on exposure

  • 36.

    Transitional and exemptions provisions

Schedules

  • 1.

    Calculating capital requirements for position risk

  • 2.

    Calculating capital requirements for settlement and counter party

credit risk

  • 3.

    Calculating capital requirements for foreign-exchange risk

  • 4.

    Calculating capital requirements for commodities risk

  • 5.

    Use of internal models to calculate requirements

  • 6.

    Calculating capital requirements for large exposures

  • 7.

    Trading

© Government of Gibraltar (www.gibraltarlaws.gov.gi)

1989-47

Repealed Subsidiary 2007/002

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