bringing cases to the attention of the government and asking that the government
commence a criminal investigation:
Ourtrial lawyers include several former federal prosecutors who are experienced at investigating and.building complex financial cases, Where appropriate and legitimate, we often leverage the significant collateral benefits to ourcivil
suit that can investigation.
See id. (emphasis added).
Mr. Casey SupervisedAll Securities Fraud Investigations At The U.S. Attorney’s Office Including The Investigation Into Lehman’s Sale Of ARS
Mr. Casey joined the US. Attorney’s Office for the Eastern District of
New Yosk in or about January 2004 and became Deputy Chief of the Business md
Securities Fraud Unit in or about February 2007. Mr. Casey served as Deputy Chief of
the Unit until he left the Office in or about December 2008 or January 2009, See
Transcript of Deposition af Sean Casey taken March 12,2010 (“Casey Dep.”), pp. 4-5.*
While serving as the Deputy Chief of the Business and Securities Fraud
Unit, Mr. Casey supervised all securities fraud investigations and trials in that District
and served as the liaison to various government agencies and regulatory instihitions
, including the Securities & Exchange Commission, the Federal Bureau of Investigation
17 and K&K website at
On information and belief, and consistent with the statement on K&K’s
website that, where appropriate, the Firm looks’to “leverage the significant collateral
benefits to our civil suit that can result from a parallel government investigation,” K&K
As explained below, prior to the commencement of this special proceeding, Mr. Casey appeared voluntarily for a deposition. The transcript is annexed as Exhibit E.
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