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THE PARTIES

Petitioners

7.

Jeffrey L. Chemick is an entrepreneur currently residing in Santa Monica,

California. During the period at issue, he was a junior member of the cash management

.

team at L e h a n that serviced Respondents’ account.

8.

Peter C. Gambee is a Managing Director at Barclays Wealth currently

residing in Wilton, Connecticut. During the period at issue, he was a Managing Director

in Lehman’sPrivate Investment Management Group.

9.

William C. Gourd is a Managing Director for Advisory & Brokerage

Services at UBS Financial Services, Inc. currently residing in Bedford, New York.

During the period at issue, he was a Managing Director in Lehman’s Private Investment

Management Group.

10.

Nei.1

J.

Greenspan

is

a

Senior

Vice

President

for

Investments

at

Oppenheimer& Co. Inc currently residing in New York, New York. During the period at

issue, he was a junior partner on the Lehmm cash management team that handled

Respondents’ account.

11.

Sanford

A.

Haber

is

a

Senior

Vice

President

for

Investments

at

Oppenheirner & Co. Inc. currently residing in White Plains, New York. During the

period at issue, he was the senior partner in charge of the Lehman cash management team

that handled Respondents’account.

12.

Mark J. Stevenson is a Managing Director at Barclays Wealth currently

residing in New York, New York. During the period at issue, he was the manager of

Lehan’s New York branch office.

4

Supreme Court Records OnLine Library - page 7 of 22

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